Equities Control Manager - Vice President

Join us to make a global impact in a fast-paced, dynamic environment. As part of our Equities Business Control Management team, you’ll collaborate with diverse partners to drive operational risk excellence and help shape our response to an evolving regulatory landscape. Your expertise will help us maintain high standards and deliver meaningful results.
As a Vice President in Equities Business Control Management, you will provide critical guidance and oversight to ensure JPMorgan Chase maintains robust regulatory compliance. You’ll work with a collaborative team, gaining broad exposure across compliance domains and engaging with stakeholders such as trading supervisors and product managers. Your role will focus on maintaining a disciplined control environment, identifying and escalating issues, and supporting timely remediation efforts.
Job Responsibilities
Develop, draft, and implement policies and procedures to ensure compliance with regulatory requirements
Research and analyze evolving regulatory frameworks to align processes with current standards
Serve as a subject matter expert on rules and regulations, providing guidance across teams
Engage with trading, product, account management, and compliance teams to address real-time issues
Triage and resolve compliance-related questions and incidents efficiently
Collaborate with outside counsel and regulators regarding supervisory frameworks
Lead cross-functional initiatives to enhance supervisory controls
Update team leads and internal decision-makers on regulatory compliance developments
Maintain a disciplined end-to-end control environment and escalate issues with urgency
Support top-down risk analysis, real-time issue detection, and root cause remediation
Partner with the business for timely remediation of identified issues
Required Qualifications, Capabilities, and Skills
Bachelor’s degree or equivalent experience
Minimum 7 years of professional experience in financial services, with expertise in controls, audit, quality assurance, operational risk management, compliance, or a related business function
Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint)
Strong written and verbal communication skills, with the ability to distill complex information and interact effectively with senior management
Advanced analytical thinking, systematic problem-solving abilities, and attention to detail
Demonstrated organizational skills and ability to manage competing priorities in a fast-paced environment
Collaborative approach with effective interaction across teams and global time zones
Adaptability and openness to learning from feedback and new challenges
Preferred Qualifications, Capabilities, and Skills
FINRA Certifications: SIE, Series 7, Series 57, Series 63, Series 24, Series 4
Basic understanding of the trade life cycle, equity, and markets
Prior front office exposure
Experience with data analysis or familiarity with coding
**To be eligible for this role, you must be authorized to work in the United States. We do not offer any type of employment-based immigration sponsorship for this role. Likewise, JPMorgan Chase & Co. will not provide any assistance or sign any documentation in support of any other form of immigration sponsorship or benefit, including optional practical training (OPT) or curricular practical training (CPT).**