Specialist, Fraud Detection/Surveillance II

Specialist, Fraud Detection/Surveillance II
We’re seeking a future team member for the role of Specialist, Fraud Detection/Surveillance II to join our Trade Surveillance team. This role is located in Pune.
In this role, you’ll make an impact in the following ways:
Monitor client portfolios to ensure compliance with investment guidelines and regulatory requirements.
Perform post-trade compliance monitoring and reporting on a daily, monthly, and quarterly basis.
Identify and investigate active and passive compliance breaches in collaboration with investment managers and relevant stakeholders.
Support new client onboarding by interpreting investment mandates, coding portfolio restrictions, and generating exception reports.
Maintain legal and compliance-approved restricted lists and ensure timely updates in line with internal policies and regulatory requirements.
Review investment management documentation such as Investment Management Agreements, Prospectuses, and Statements of Additional Information (SAI) to support compliance rule interpretation and implementation.
Code, test, and validate investment rules within compliance monitoring systems such as Aladdin, CRD etc.
To be successful in this role, we’re seeking the following:
Experience in portfolio compliance monitoring within the investment management industry.
Strong knowledge of investment regulations, including the Investment Advisers Act of 1940, Investment Company Act, UCITS, and MiFID.
Understanding of multiple asset classes, including Fixed Income, Equities, Derivatives, Currencies, and Money Market Instruments.
Hands-on experience with any compliance platforms such as BlackRock Aladdin, Charles River IMS (CRD), LatentZero Sentinel, or Bloomberg AIM.
Ability to interpret client mandates and translate them into system-coded investment restrictions.
Strong analytical and problem-solving skills, with excellent attention to detail.
4+ years of total work experience
Bachelor’s degree in finance or the equivalent combination of education and experience is required.
CFA Level 1 or FRM are preferred.