Senior Associate/Associate, Securities Services-Custody Securities, Corporate Banking Operations

Business Function
Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In T&O, we manage the majority of the Bank's operational processes and inspire to delight our business partners through our multiple banking delivery channels.
Responsibilities
Execute securities transactions in settlement, corporate action, account opening and billing efficiently and accurately.
Handle day-to-day settlement (scripless and physical) on equities, fixed income, and other types of instruments.
Process voluntary and involuntary corporate action
Process monthly fee billings and collections
Process dispatches of holding statements
Process custody account maintenance
Perform static data maintenance and information update.
Provide second level client services. Handle customer inquiries in an efficient manner
Comply with regulatory requirements (such as HKMA, MAS, SFC etc.) and Audit / Risk Management guidelines pertaining to the operations.
Report any suspicious / outstanding transaction or incident to Team Manager, Department Head and other relevant parties for necessary action per the Incident Management Policy
Participate in user acceptance test for system enhancements. Review business requirements and functional specifications. Prepare test cases and conduct testing
Participate in project initiatives and business development, e.g. customer implementation, business continuity management, review of operational procedures, policies and guidelines; specific and job-related training, etc.
Handle regular and ad hoc tasks as designed by Team Manager and Department Head.
Requirements
Degree holder
Minimum 5 years of relevant experience in securities operations.
The role is initially attached to one custody function (settlement, corporate action, billing or account opening). Good performers have the opportunity to rotate to other functions on a fast track for development into well rounded professionals in custody operations.
Knowledge of CCASS, SFC rules, SFO and HKICL
Accuracy and thoroughness in work
Problem-solving skills
Interpersonal and communication skills
Knowledge in MS office
Result- and customer-oriented
Positive attitude and self-motivated
Good team player, supportive and flexible to take up team tasks
Good command in English and Chinese (both spoken & written)
Apply Now
We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.
We regret only shortlisted candidates will be notified.
Location:
Two Harbour Square
Job:
Operations
Schedule:
Regular
Employee Status:
Full time