Global Banking and Market Operations -Regulatory Reporting-Analyst-Bengaluru

Your Impact
We’re looking for a professional individual who wants to apply their financial market knowledge and further develop their understanding in the fast-growing sector of regulatory reform. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have a mandate and platform to significantly impact their environment and the wider business.
Our Impact
Operations is a dynamic, multi-faceted division that partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firm’s assets and its reputation.
Operations span all product lines and markets, serving as internal business partners who develop the processes and controls, and help to specify the systems that deliver accuracy, timeliness and integrity to our business.
Regulatory Operations has responsibility for position and trade reporting to key American, European and Asian exchanges and regulators. The Regulatory Operations Bangalore team’s mission is to support Regulatory Operations in the production of various trade and position reports within the Americas, Europe and Asia. The team plays an integral role in ensuring that the Firm meets its regulatory reporting obligations globally. The Team consists of talented and highly motivated individuals who are extensively involved in the preparation of the mandated reports, as well as the implementation of effective control processes, efficiency initiatives, BCP, and other Department initiatives.
How will you fulfill your potential?
We are looking for an Operations professional to work in the Regulatory Reporting team within Regulatory & Control Operations.
Responsibilities include:
Develop expert knowledge in Regulatory requirements, processes and systems across global jurisdictions
Perform reconciliation and exception management as per the various Regulatory requirements
Investigate and remediate issues with these reports and develop control improvements
Contribute to strategic initiatives relating to these reports, for example strategic Technology developments
Improve current processes, procedures and reports including automation of manual processes
Define and produce comprehensive project documentation in support of strategic initiatives and change management including: business/functional requirement documents, process flow diagrams and comprehensive data analysis
Produce test scripts and co-ordinate / participate in testing activities with Operations and Technology
Work with Legal, Compliance, Technology, other Operations groups and various Business units to manage change programs and issue resolution for these reports
Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm’s adherence to its reporting obligations
Skills & Experience we’re looking for:
Eligibility Criteria:
Graduate / Post Graduate
Maximum 1 years work experience in the Financial Industry
Skills Required:
Must have –
Communication skills – Adequate written and verbal communication skills, be able to ask right questions and convey the right message
Problem Solving – be able to analyze the problem and produce potential solutions, will the required direction
Basic Knowledge/Experience in Regulatory Reporting – around technical terms, jargons used in the industry
Tools & Technique – such as SQL language to be able to self-serve & analyze
Risk mindset - Being detail-oriented and capable of delivering a high level of accuracy
Proficient in the use of MS Office products
Candidate must be proactive, enthusiastic and team oriented
Ability to learn quickly and adapt to new changes and new challenges
Preferred Skills
Regulatory Knowledge including Trade Life Cycle, JIRA instance navigation, Product expertise, etc.
Tools & Technique – aware of commonly used tools such as Kibana, DROIT, SQL [advanced]
Problem Solving – be able to analyze the problem independently and produce potential solutions, will limited oversight/direction