Back Office Compliance & Operations Manager

We’re Hiring: Back Office Compliance & Operations Manager*
📍 Gurgaon (Work from Office) | 7+ Years
Asiatic Stock & Securities Ltd: SEBI-registered, NSE & BSE member since 1994. We are building a technology-driven trading and investment platform, and we need a sharp operations professional to keep our back office compliant and running well.
*The Role*
Own end-to-end back-office compliance and settlement operations. Ensure SEBI adherence, safety of client collateral, and smooth processing across the trade lifecycle.
*What You’ll Do*
* Handle retention and segregation of client and prop funds
* Monitor client fund segregation and collateral
* Run margin reporting and compliance
* Prepare short allocation reporting
* Execute monthly and quarterly settlements
* Run equity segment trade billing
* Process auctions and close-outs
* Manage client reporting and communication
* Handle inspections and exchange compliances
* Monitor, review, and reply to all exchange-generated alerts with a comprehensive regulator-wise overview
* Engage with regulators and exchanges
* Prepare operational and MIS reports
* Prepare and validate internal audit data
* Coordinate across support functions
*What You Bring*
* 7+ years in compliance ,stock broking operations and bird eye view of stock broking firm
* Strong Excel. Hands-on with Shilpi
* Deep knowledge of SEBI regulations, exchange circulars, and client segregation norms
*Why Asiatic*
A 30-year-old legacy with a new focus on technology and quant. Real ownership. Direct exposure to a modern brokerage being built. Best in class salary based on experience and capabilities
📩 Apply: DM or send your CV to abhinav@asiaticstock.in

Work arrangement
No