Compliance - Surveillance Lead (Futures) - Vice President

Bring your Expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.
As a Compliance, Conduct and Operational Risk (CCOR) Surveillance Lead Vice President on the North America and Latin America Futures Trade Surveillance team, you will provide surveillance coverage for futures and options on futures trade activity. You review surveillance alerts and escalate activity that may indicate potential market manipulation or other impermissible trading behavior. You partner with Line of Business management, Compliance stakeholders, and global and regional surveillance teams to advance the global program. You help us strengthen surveillance capabilities and support regulatory engagements through rigorous analysis and attention to detail.
Job responsibilities:
Review surveillance output and analyze trading and market activity, focusing on firmwide futures trading to identify potential market manipulation or impermissible behavior
Partner with Line of Business management and Compliance stakeholders to review and resolve activity requiring further review
Collaborate with global and regional surveillance teams to promote the global program and its responsibilities
Conduct reviews and analysis to support regulatory exams, inquiries, and other requests, partnering with Legal on responses as needed
Work with global surveillance and technology stakeholders on new and enhanced surveillances, including defining requirements, conducting analysis, user acceptance testing, and implementing related processes and procedures
Required qualifications, capabilities, and skills:
Bachelor’s degree
5 years of trade surveillance or other compliance, regulatory, or related financial industry experience
Relevant knowledge of futures products
Knowledge of industry rules and regulations and market structure
Strong written communication, verbal communication, and presentation skills
Excellent analytical skills and strong attention to detail
Demonstrated ability to handle multiple tasks in a fast-paced environment
Ability to effectively partner with key stakeholders and technology partners
Experience with surveillance tools and related applications such as Actimize, SMARTS, or Bloomberg, as well as Excel, PowerPoint, and SharePoint