Live opening · Posted 7 hours ago
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Description supplied by the original job listing.
OUR IMPACT
The Office of Regulatory Relations protects the firm's regulatory reputation by managing its relationships with regulators and enhancing the firm's overall regulatory compliance. We set standards for all regulatory interactions at the firm and oversee certain areas of enhancement. We welcome people from a variety of academic and professional backgrounds who are interested in the regulatory landscape. This division is ideal for collaborative individuals who feel comfortable interacting with various stakeholders across the firm, as well as our regulators. Our work contributes directly to the firm’s success whether managing regulatory exams, implementing, overseeing and assessing significant remediation initiatives and effectiveness, communicating with regulators or establishing firmwide regulatory standards.
YOUR IMPACT
An Analyst within ORR must have the ability to:
Leverage strong communication and relationship-building skills in frequent interaction with other areas of the firm
Strongly communicate verbally and in writing including escalate timely any blockers/setbacks
Demonstrate resiliency and creativity when under pressure and when managing time-sensitive demands from competing stakeholders
Demonstrate strong written and oral communication, as well as analytical abilities
Grasp and keep abreast of relevant law, rules and policies
Be detail-oriented, so as to consistently produce accurate work product
Spot and suggest potential corrective actions to address regulatory issues surfaced during the course of regulatory interactions
Identify and effectively escalate potential issues to appropriate person(s)
Meet tight deadlines and comfortably operate in the face of time constraints
Persistently follow-up with colleagues to ensure that appropriate information is obtained and timely recorded
BASIC QUALIFICATION
Bachelor’s degree
Expertise with Microsoft PowerPoint, Microsoft Word, and Excel
Excellent time management, analytical and communication skills
Integrity, motivation, intellectual curiosity and enthusiasm
Familiarity with financial products and markets
Experience working on behalf of financial institutions with respect to regulatory or legal matters would be beneficial
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