Compliance Executive

Key Responsibilities:
Ensure compliance with SEBI, NSE, BSE, NSDL, and CDSL regulations.
Prepare and submit regulatory reports and statutory filings.
Monitor KYC, AML, and PMLA compliance requirements.
Maintain compliance records and documentation.
Assist in internal audits, regulatory inspections, and compliance reviews.
Track and implement regulatory updates and circulars.
Coordinate with internal teams to ensure timely compliance.
Handle compliance-related queries and investor grievances.
Qualification: Bachelor's degree in Commerce, Finance, Business Administration, or a related field. NISM certification or CS qualification is preferred.
Experience: 1–3 years of experience in compliance within a stock broking, financial services, or capital markets organization.
Work Location: Badjate Stock & Shares Private Limited

Work arrangement
No