Manager - Compliance

Job Requirements
Prepare detailed compliance requirements of various circulars and guidelines issued by the regulators, assist in issuing compliance guidelines and verify their compliance on periodic basis,
Assist & set-up development and providing clearance to various policies & SOPs of organization and ensure that Policy Compliance is being done on periodic basis,
Evaluate various circulars / products / processes across the Company to assess the compliance risk at the Company level and at Business Unit /Support Unit level.
Ensure submission of all off-site compliances to RBI by working with internal stakeholders,
Ensure set-up of conduct of business regulations which includes FPC & KYC-AML Compliance,
Work with Product, Tech & Ops team on various initiatives such as product clearance and digital initiatives,
Work with control stakeholders such as Compliance Testing unit, Internal Auditors, Statutory Auditors and Regulators and resolve any and all issued which may come up,
Ensure compliance with requirements under corporate agency,
Be a SPOC in all regulatory inspections and ensure compliance under it & assist in providing certifications to the regulators,
Maintain a broad knowledge of the business and regulatory framework for NBFCs and stay aware of the latest regulatory developments within the industry through Networking with peers across banks.
Conduct periodic reviews of the compliance department in line with the regulatory requirements.
Explain the circulars / guidelines to the Business / Support Units wherever required to increase their understanding about the regulatory guidelines,
Drive the compliance culture and agenda within the Organization,
Support the compliance head and the team members in executing specific projects / work assignments.
Work Experience
6–8 years

Work arrangement
No