Back Office Employee

Suryavansham Commtrade LLP is a stock broking firm and has been a member/broker of NSE and BSE since 2016.
We are looking for a competent, disciplined, energetic and detail-oriented Back Office & Compliance Executive to join our team and handle day-to-day stock broking back-office operations and regulatory compliance.
Key Responsibilities
Handle day-to-day stock broking back-office operations for NSE & BSE.
Read, understand and implement relevant NSE, BSE and SEBI circulars, notices and regulatory updates.
Prepare and submit required daily trade/transaction-related reports, documents and data to the exchanges and relevant authorities.
Ensure timely and accurate completion of exchange and regulatory submissions.
Assist with SEBI, NSE and BSE compliance requirements and maintain appropriate records/documentation.
Monitor operational processes to ensure compliance with applicable SEBI and exchange regulations.
Handle compliance-related queries, notices and correspondence from exchanges and regulatory authorities.
Coordinate with internal teams for accurate trade, client and transaction records.
Maintain proper documentation and ensure deadlines for regulatory submissions are met.
Identify discrepancies or compliance issues and ensure timely resolution.
Candidate Profile
We are looking for someone who is:
Disciplined, responsible and highly attentive to detail
Competent and confident in handling regulatory/compliance work
Energetic, focused and proactive
Comfortable working with large amounts of financial and regulatory information
Able to understand and interpret exchange circulars and regulatory requirements
Strong in documentation, record-keeping and follow-up
Able to work independently and take ownership of assigned responsibilities
Preferred Qualifications & Experience
Prior experience in stock broking / capital markets / exchange back-office operations
Working knowledge of SEBI, NSE and BSE rules and compliance requirements
Experience with exchange submissions and regulatory reporting
Familiarity with broker compliance and operational requirements
NISM certification is preferred
Experience dealing with NSE/BSE compliance, notices and circulars will be an advantage.
Experience: Candidates with relevant prior experience in the stock broking industry will be preferred.
Location: Chinar Park, Kolkata, India.
Employment Type: Full-Time
If you have experience in stock broking back-office operations and are confident in handling NSE/BSE exchange requirements and SEBI compliance, we would like to hear from you.
To apply: Please send your CV to suryacommtrade@gmail.com

Work arrangement
No