Trade & Transaction Reporting Manager VP, Regulatory Reporting Assurance

Join us as a Trade & Transaction Reporting Manager VP, Regulatory Reporting Assurance
We’ll look to you to provide oversight on daily trade and transaction reporting processes, making sure that they adhere to the control framework and comply with regulatory obligations
You’ll provide input into regulatory reporting initiatives, through your expertise and knowledge of regulations, data analysis and issue remediation
As a key member of our team, you’ll enjoy extensive collaboration and can expect great visibility for you and your work
We're offering this role at vice president level
What you'll do
As a Trade & Transaction Reporting Manager, you’ll be operating a robust oversight model of trade and transaction submissions to support relevant reporting obligations. You’ll demonstrate a strong sense of ownership by identifying, investigating and escalating any breaches in regulatory reporting within the required timeframes and through the appropriate governance forums.
Working proactively with stakeholders, you’ll make sure that compliance breaches are remediated in order for the business area to remain within agreed risk appetite statements.
You’ll also be:
Providing oversight of the team to ensure complete, accurate and timely reporting of trade and transaction submissions across multiple asset classes
Acting as Chair of the governance forums, to make sure daily processes are being completed within agreed service level agreements
Monitoring and challenging exception management, reconciliations, controls and process issues, as well as investigation and remediation plans
Providing root-cause analysis of reporting issues, as well as impact and materiality assessments
Supporting operational readiness and preparation for new and changed regulations
The skills you'll need
To thrive in this role, you’ll need a strong understanding of regulatory reporting requirements, across multiple global regulators, coupled with a good understanding of relevant asset classes and structured trading businesses, ideally experienced through a trade reporting or middle office environment.
In addition, you’ll need:
Strong experience in Regulatory reporting and assurance along with good understanding of investment banking products.
Good understanding of the front to back processes in order to maintain a stable and controlled regulatory reporting environment
The ability to build, develop and engage strong relationships with stakeholders
An excellent understanding and appreciation of risk and control frameworks, including process documentation, control documentation and supervisory frameworks
Hours
45
Job Posting Closing Date:
19/10/2026