Licensed Paraplanner

At Ameriprise Financial, we’re not just in the business of helping clients with their financial goals – we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you’re motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.
This position is with an Ameriprise Financial Franchise owner.
Job Description
The Licensed Paraplanner plays a critical role in supporting advisors and delivering exceptional client experience through investment operations, market research, portfolio construction and maintenance, account administration, and client service support.
Investment & Portfolio Management:
Extensive trading, including writing covered calls
Generate investment recommendations
Monitor and rebalance portfolios
Attach accounts to models
Monitor cash balances and systematic distributions
Manage maturing products
Market research & wholesaler meetings
Client Service & Account Administration:
Assist clients with investment-related requests/inquiries
Process money movements
Process withdrawals
Process RMDs/ Inherited IRA RMDs
Assist with post-meeting client tasks
Compliance & Operations:
Maintain trading policy compliance
Maintain personal compliance requirements including ADV brochures and licenses
Financial Planning:
Manage data updates and accuracy for foundational planning
Assist with occasional financial planning data entry and deliverable
Insurance & Advisory Support:
Create life, disability and long-term care proposals
Monitor insurance premiums
Qualifications:
Series 7 & 66 licensing required
Wealth management experience
Desire to become a financial advisor
Strong communication skills
Strong trading and investment knowledge
Organization and attention to detail required
Familiarity with Tompson & Vestmark trading platforms preferred, but not required
Base Pay Salary
The salary will be $105K-$115K/ year
Full-Time/Part-Time
Full time
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.
We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.