Compliance Analyst

About Millennium
Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.
Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.
Meet The Team
The Firm is seeking a Compliance Analyst to join our Compliance Department in the Bangalore, India. The successful candidate will support the APAC Compliance team in coordinating requests, administering compliance processes, and maintaining related records and reporting. They will also assist with policy updates, regulatory tracking, and broader compliance projects and initiatives.
What You'll Do
Assist in the maintenance of Millennium’s compliance program and records with a primary focus on Personal Account Dealing (PAD) policy and controls.
Review of employee personal account dealing requests and queries in line with Millennium’s policies and procedures.
Lead and find appropriate resolutions to internal PAD related queries.
Collect, process and analyze large data sets in a timely manner, including, for example, employee financial statements and internal metrics.
Maintain a detailed and organized workflow to ensure data entries are complete, accurate and retained.
Identify and escalate compliance related issues and work with internal stakeholders to appropriately remediate.
Involvement in the maintenance of general compliance program including electronic communication, monitoring and surveillance as well as the Senior Managers and Certification Regime.
Collaborate and work closely with colleagues globally.
What You Bring
Bachelor’s degree in finance, Economics or a related field is preferred, with a strong academic record.
0 - 3 years of financial industry experience (preferably in similar role in Compliance)
Strong Microsoft Office (e.g., Word, Excel and PowerPoint) skills.
An understanding of financial markets and compliance risks.
Excellent communication skills and the ability to collaborate with team members across all levels globally.
Detail oriented, organized, and able to work independently.
Operates with a high degree of accuracy and efficiency.
Ability to multi-task and manage competing deadlines.

Work arrangement
No