Regulatory Specialist

What you will be responsible for
As a Regulatory Trade Reporting Specialist,
Support the Regulatory Reporting Operations team with day-to-day issues and escalations, while partnering with project teams and technology to ensure operational readiness for initiatives impacting reporting processes.
Provide oversight of key regulatory reporting initiatives, interpret regulatory requirements and coordinate with business and technology teams to implement required changes.
Serve as project manager for the design and implementation of efficient, scalable regulatory reporting solutions, ensuring accuracy, timeliness, and alignment with industry best practices.
Conduct root cause and gap analyses, gather and document business requirements, design solutions, and manage the regulatory reporting enhancement pipeline through stakeholder prioritization.
Ensuring all changes affecting reporting obligations comply with established governance, risk, and control frameworks, promoting a culture of risk awareness and accountability.
Represent the firm with external counterparties and industry forums, providing subject matter expertise and identifying opportunities to strengthen internal reporting practices.
Take on additional responsibilities as needed to support team and organizational objectives.
What we value
These skills will help you succeed in this role.
Strong risk mitigation, problem solving, and decision-making skills.
Ability to think critically and resolve complex problems.
Experience working under tight deadlines with multiple deliverables.
Strong project/process management, and organizational skills
Exhibit superior problem solving and analytical thinking, innovation and thought leadership.
Stay current with emerging trends to support business growth and transformation.
Education / Experience
BS, BA, BBA, or equivalent work experience
Experience in regulatory reporting, risk management, compliance, audit, control experience preferred.
Regulatory reporting awareness and exposure to any of the following: MiFID II, EMIR, CFTC, CSA, KRX, MAS, ASIC, HKMA, SFTR regulations is preferred.
Knowledge of industry regulatory requirements.
Contribute to a wide variety of initiatives as a dependable and flexible resource.
Maintain working knowledge of overall process operating/IT model and assist with deployment of operational changes.
Proficiency in Microsoft Office applications – PP, Teams, Word, Excel, Access
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Work arrangement
No